What high-net-worth investors really want from advisers

InvestmentNews

And only about a third are happy with their current financial situation. So how does a financial adviser get in front of the anxious and troubled ...

Chartwell- Financial opens City office and looks to recruit ifas

FT Adviser

Chartwell- Financial are whole of market independent financial advisers , specifically focused on corporate and private clients in the Asset Management ...



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CORRECT: getting personal: Gates Foundation Invests In Charter Schools

Wall Street Journal

... about wealth management and philanthropy; she covers topics including the business of financial advisers , investment strategies and charitable giving. ...



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Schwab: Company To Be Bolder In Advertising

Wall Street Journal

Schwab Executive Vice President Jim McCool said the company also continues to gain traction adding financial advisers to its independent channel. ...



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practice management: Advisers Fear Broader Finra Oversight

Wall Street Journal

(Kristen McNamara writes Practice Management, a column that looks at ways financial advisers can build and improve their business. ...



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ETF providers to focus on better education for financial advisers

InvestmentNews

Exchange-traded-fund providers in the coming year will have to focus on making sure financial advisers understand their products ...



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Financial advice problems being addressed, says Govt

New Zealand Herald

A Consumer NZ investigation of financial advisers found the advice being given was "scandalously poor". Consumer NZ chief executive Sue Chetwin said only ...

Watchdog snarls at financial advice sector TVNZ

Shortcomings of financial advisers in spotlight Otago Daily Times

Consumer NZ says financial advice regulations not enough TV3 News

NZ City  - Voxy  - Scoop.co.nz (press release)

all 26 news articles »

On the rise: Charter Oak Insurance thriving, poised to expand staff

New Haven Register (subscription)

... the financial advisers at Charter Oak Insurance and Financial Services Co. find their business thriving and poised for growth even amid the weak economy ...

UBS' US Wealth Mgmt Unit Had $9.6B In Client-Money Outflows

Wall Street Journal

More financial advisers left the company, which has been plagued by a dispute with US tax authorities, and recruiting levels plunged. ...

UBS' US Wealth Management Unit Had $9.6 Billion In Client-Money Outflows CNNMoney.com

UBS wealth management unit loses assets and advisers but still turns a 3Q profit InvestmentNews



all 437 news articles »

street moves: Broker Movement Is Still Slow In October

CNNMoney.com

new york -(Dow Jones)- Movement of financial advisers from major brokerages continued to decline, falling for the third straight month inOctober, ...



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Panel OKs Investor Protection Act Bill

National Underwriter Life and Health Insurance News

Officials at the National Association of Insurance and Financial Advisors , Falls Church, Va., and the Association for Advanced Life Underwriting, ...

Protection for Investors New York Times

US Legislative Proposal: House Committee on Financial Services Releases Draft ... Linex Legal (registration)



all 14 news articles »

Casting a cold eye on financial advisers

American Chronicle

We're all far more aware now of risk in the financial markets than two years ago. But how well served were Irish investors by their financial advisers in ...



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CHET Announces Winners of 'Get Creative @ Saving for College' Summer Promotion

SYS-CON Media (press release)

Investors should consult with their financial advisers regarding the tax consequences of investing in CHET if they are not Connecticut taxpayers. ...



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BROKER'S world cda: Macquarie To Hire More Blackmont Brokers

Wall Street Journal

T) brokerage arm, has 130 financial advisers who oversee about C$7.6 million in assets. Roughly 40% of advisers ' revenue comes from fee-based business, ...

CI Financial sells Blackmont Capital to Macquarie Group. for $93.3 million The Canadian Press

Can Macquarie retain Blackmont brokers? Globe and Mail

CI Financial sells Blackmont Capital to Macquarie Group. for $93.3 million Lethbridge Herald

Globe and Mail

all 136 news articles »

John Hancock Funds Wins Top Fund Industry Communications Award for Fourth ...

Reuters

"At John Hancock, we are committed to continue expanding our suite of best in class materials, web site and tools to help financial advisors communicate ...



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Finance man loves building portfolios, rebuilding cars

Livingston Daily

A few years ago, he said, most residents didn't check the licenses of their financial advisers , but that's all changed with some high-publicity scandals, ...



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Submissions sought on fee scale for financial adviser regulatory regime

Linex Legal (registration)

Source: Chapman Tripp - A proposed fee scale for the new financial adviser regulatory regime has been released for consultation by the Ministry of Economic ...

AFI: Advisers comment on current hot topics

Trustnet

But what do advisers look for in new fund launches? The Adviser Fund Index (AFI) is made up of the recommended portfolios of leading UK financial advisers . ...



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BROKER'S world cda:Dundee Moves Some Brokers To Capital Mkts

Wall Street Journal

But for the in-house financial advisers of DundeeWeath Inc. (DW.T), working with investment bankers, traders, and analysts may soon become a staple part of ...



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Individual savings accounts: Your questions answered

BBC News

This week Adrian Lowcock of financial advisers Bestinvest answers these queries, and next week he will look at some of the questions you submitted on other ...



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